Notification of Major Holdings
1. Details of issuer
| Name: |
DIC Asset AG |
| Street: |
Neue Mainzer Straße 20 |
| Postal code: |
60311 |
| City: |
Frankfurt am Main
Germany |
| Legal Entity Identifier (LEI): |
52990044JL2ZPWONU738 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| X |
Change of breakdown of voting rights |
| X |
Other reason:
Voluntary group notification with triggered threshold only on subsidiary level |
3. Details of person subject to the notification obligation
Natural person (first name, surname): Prof. Dr. Gerhard Schmidt
Date of birth: 06 Jan 1957 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
| Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien, DIC Opportunistic GmbH, TTL Real Estate GmbH |
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
34.07 % |
0 % |
34.07 % |
79071549 |
| Previous notification |
34.97 % |
0 % |
34.97 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000A1X3XX4 |
0 |
26937429 |
0 % |
34.07 % |
| Total |
26937429 |
34.07 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
|
% |
| |
|
Total |
|
% |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
|
% |
| |
|
|
Total |
|
% |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| GCS Beteiligungs GmbH |
% |
% |
% |
| GCS Verwaltungs GmbH |
% |
% |
% |
| DICP Capital SE |
% |
% |
% |
| DIC Capital Partners (Europe) GmbH |
% |
% |
% |
| DIC Grund- und Beteiligungs GmbH |
% |
% |
% |
| Deutsche Immobilien Chancen Beteiligungs AG |
% |
% |
% |
| Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien |
17.44 % |
% |
17.44 % |
| DIC Opportunity Fund GmbH |
9.39 % |
% |
9.39 % |
| DIC Opportunistic GmbH |
9.39 % |
% |
9.39 % |
| |
|
|
|
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| GCS Beteiligungs GmbH |
% |
% |
% |
| GCS Verwaltungs GmbH |
% |
% |
% |
| DICP Capital SE |
% |
% |
% |
| DIC Capital Partners (Europe) GmbH |
% |
% |
% |
| DIC Beteiligungsgesellschaft bürgerlichen Rechts |
9.39 % |
% |
9.39 % |
| |
|
|
|
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| GCS Beteiligungs GmbH |
% |
% |
% |
| GCS Verwaltungs GmbH |
% |
% |
% |
| DICP Capital SE |
% |
% |
% |
| DIC Capital Partners (Europe) GmbH |
% |
% |
% |
| DIC Grund- und Beteiligungs GmbH |
% |
% |
% |
| Deutsche Immobilien Chancen Beteiligungs AG |
% |
% |
% |
| Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien |
17.44 % |
% |
17.44 % |
| TTL Real Estate GmbH |
7.11 % |
% |
7.11 % |
| |
|
|
|
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| GCS Beteiligungs GmbH |
% |
% |
% |
| GCS Verwaltungs GmbH |
% |
% |
% |
| GR Capital GmbH |
% |
% |
% |
| AR Holding GmbH |
% |
% |
% |
| TTL Beteiligungs- und Grundbesitz-AG |
% |
% |
% |
| TTL Real Estate GmbH |
7.11 % |
% |
7.11 % |
| |
|
|
|
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| GCS Beteiligungs GmbH |
% |
% |
% |
| GCS Verwaltungs GmbH |
% |
% |
% |
| DICP Capital SE |
% |
% |
% |
| DIC Capital Partners (Europe) GmbH |
% |
% |
% |
| DIC Grund- und Beteiligungs GmbH |
% |
% |
% |
| Deutsche Immobilien Chancen Beteiligungs AG |
% |
% |
% |
| Deutsche Immobilien Chancen AG & Co. Kommanditgesellschaft auf Aktien |
17.44 % |
% |
17.44 % |
| DIC Services Beteiligungs GmbH |
7.11 % |
% |
7.11 % |
| |
|
|
|
| Prof. Dr. Gerhard Schmidt |
% |
% |
% |
| Vermögensverwaltung der Familie Gerhard Schmidt KG |
% |
% |
% |
| SPG Verwaltungs GmbH |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date